Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • CF1 Director (AR) (since 13 Dec 2023)
    • CF30 Customer (since 13 Dec 2023)
    • (2)Employed By (since 13 Dec 2023)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Manager of certification employee (15 Apr 2020 to 21 Oct 2020)
    • [PRA CF] Significant risk taker or Material risk taker (28 Jan 2019 to 6 Aug 2019)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Client dealing (10 Nov 2016 to 21 Oct 2020)
    • [PRA CF] Significant risk taker or Material risk taker (17 Aug 2016 to 6 Aug 2019)
    • [FCA CF] Manager of certification employee (17 Aug 2016 to 21 Oct 2020)
    • CF30 Customer (4 Jul 2013 to 6 Mar 2016)
  • Macquarie Capital (Europe) Limited (no longer approved here)

    FRN 193905

    • CF30 Customer (29 May 2008 to 2 Oct 2012)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (1 Nov 2007 to 3 Mar 2008)
    • CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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