Brooklands Fund Management Limited

Date authorised
20 June 2017
Companies House
10170491
Last scraped
1 week ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    4 Cavendish Square
    London
    W1G 0PG
    UNITED KINGDOM
    Phone
    +442072918166
    Web
    https://www.brooklandsfund.com

  • Complaints Contact

    4 Cavendish Square
    London
    W1G 0PG
    UNITED KINGDOM
    Phone
    +4402072918166

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Bruno Andre Rodrigues

    IRN BAR01041

    • CF30 Customer (since 4 Oct 2022)
    • CF1 Director (AR) (since 4 Oct 2022)
    • [FCA CF] Client dealing (since 22 Aug 2022)
  • Charlie Miquel

    IRN CXM02815

    • CF30 Customer (since 22 Dec 2025)
  • Chen Jiahao

    IRN CXJ00045

    • CF1 Director (AR) (13 Nov 2020 to 8 Apr 2021)
    • CF30 Customer (13 Nov 2020 to 8 Apr 2021)
  • Christopher Charles Saunders

    IRN CCS01045

    • CF30 Customer (4 Jul 2018 to 10 Jan 2019)
  • Chrysis Aristidou

    IRN CXA01567

    • CF30 Customer (1 Jul 2018 to 8 Dec 2019)
  • Chrysoulis Aristidou

    IRN CXA00344

    • [FCA CF] Client dealing (since 23 Oct 2025)
    • CF30 Customer (since 12 Feb 2024)
  • Daniel Dexter Manning

    IRN DDM01038

    • CF30 Customer (7 Nov 2019 to 8 Dec 2019)
  • Daniel Manning

    IRN DXM00709

    • [FCA CF] Client dealing (since 23 May 2022)
    • [FCA CF] Client dealing (29 Oct 2025 to 31 Dec 2025)
    • CF30 Customer (6 Sep 2023 to 31 Dec 2025)
  • David Alexander Barlow

    IRN DXB01055

    • CF1 Director (AR) (since 20 Nov 2024)
    • CF30 Customer (since 20 Nov 2024)
  • David Molloy

    IRN DAM01124

    • CF30 Customer (11 Feb 2024 to 23 May 2024)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

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