Bruno Andre Rodrigues

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Brooklands Fund Management Limited
FRN 757575
- CF1 Director (AR) (since 4 Oct 2022)
- CF30 Customer (since 4 Oct 2022)
- [FCA CF] Client dealing (since 22 Aug 2022)
Unearth Capital Limited
FRN 984443
- Employed By (since 4 Oct 2022)
Capital International Limited (no longer approved here)
FRN 119193
- [FCA CF] Client dealing (28 Sep 2020 to 31 May 2022)
- CF30 Customer (27 Jan 2014 to 8 Dec 2019)
Capital Research Company UK Branch (no longer approved here)
FRN 589644
- [FCA CF] Client dealing (28 Sep 2020 to 31 May 2022)
- CF30 Customer (30 Sep 2013 to 27 Jan 2014)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.