Brookfield Private Capital (UK) Limited

• Principal Place of Business

  1 Canada Square

  London

  E14 5AA

  UNITED KINGDOM

  Phone

  +442076593500

  Web

  https://www.brookfield.com

• Complaints Contact

  1 Canada Square

  London

  E14 5AA

  UNITED KINGDOM

  Phone

  +442076593500

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Philippa Louise Elder

  IRN PXE01231

  • [FCA CF] Material risk taker (since 5 Mar 2021)
  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • CF11 Money Laundering Reporting (15 Nov 2016 to 8 Dec 2019)
  • CF10 Compliance Oversight (15 Nov 2016 to 8 Dec 2019)
  • CF1 Director (9 Jun 2016 to 8 Dec 2019)
• Riddwan Hussain

  IRN RXH00938

  • [FCA CF] Client dealing (since 16 Apr 2026)
• Robert Edward White

  IRN REW01049

  • SMF3 Executive Director (27 Apr 2022 to 18 Dec 2024)
  • [FCA CF] Manager of certification employee (18 Mar 2022 to 18 Dec 2024)
  • [FCA CF] Client dealing (18 Mar 2022 to 18 Dec 2024)
• Rosamond Jane Price

  IRN RJP01137

  • SMF3 Executive Director (27 Apr 2022 to 10 Sep 2024)
  • [FCA CF] Manager of certification employee (17 Nov 2021 to 10 Sep 2024)
  • [FCA CF] Client dealing (5 Mar 2021 to 10 Sep 2024)
• Sam John Peter Jenkins

  IRN SJJ01121

  • [FCA CF] Manager of certification employee (since 6 Jan 2025)
  • [FCA CF] Client dealing (since 5 Mar 2021)
  • CF30 Customer (12 Jun 2019 to 8 Dec 2019)
• Sean Dryden

  IRN SED01077

  • [FCA CF] Client dealing (since 15 Nov 2022)
• Shahar Gordon

  IRN SXG01730

  • [FCA CF] Manager of certification employee (since 17 Apr 2025)
  • [FCA CF] Client dealing (since 6 Dec 2024)
• Shayenne Lee

  IRN SXL00840

  • [FCA CF] Client dealing (since 24 Apr 2025)
• Sodolapo Oluwasanmi Sowemimo

  IRN SOS01019

  • [FCA CF] Client dealing (since 5 Mar 2021)
• Stanley Driver Wood

  IRN SXD00932

  • [FCA CF] Manager of certification employee (since 16 Sep 2025)
  • [FCA CF] Client dealing (since 30 Jul 2025)

No changes recorded yet.