Philippa Louise Elder

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Brookfield Global Business Advisor Limited

    FRN 768271

    • [FCA CF] Material risk taker (since 11 Mar 2021)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (24 May 2017 to 8 Dec 2019)
    • CF1 Director (24 May 2017 to 8 Dec 2019)
    • CF10 Compliance Oversight (24 May 2017 to 8 Dec 2019)
  • Brookfield Private Capital (UK) Limited

    FRN 730073

    • [FCA CF] Material risk taker (since 5 Mar 2021)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (15 Nov 2016 to 8 Dec 2019)
    • CF10 Compliance Oversight (15 Nov 2016 to 8 Dec 2019)
    • CF1 Director (9 Jun 2016 to 8 Dec 2019)
  • Brookfield Global Infrastructure Advisor Limited

    FRN 768174

    • [FCA CF] Material risk taker (since 5 Mar 2021)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (16 May 2017 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (16 May 2017 to 8 Dec 2019)
    • CF10 Compliance Oversight (16 May 2017 to 8 Dec 2019)
  • Brookfield Global Property Advisor Limited

    FRN 768204

    • [FCA CF] Material risk taker (since 5 Mar 2021)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (20 Jun 2017 to 8 Dec 2019)
    • CF10 Compliance Oversight (20 Jun 2017 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (20 Jun 2017 to 8 Dec 2019)
  • Brookfield Global Renewable Energy Advisor Limited

    FRN 768273

    • [FCA CF] Material risk taker (since 5 Mar 2021)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF10 Compliance Oversight (24 May 2017 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (24 May 2017 to 8 Dec 2019)
    • CF1 Director (24 May 2017 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.