Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Brookfield Private Capital (UK) Limited (no longer approved here)

    FRN 730073

    • SMF3 Executive Director (27 Apr 2022 to 18 Dec 2024)
    • [FCA CF] Client dealing (18 Mar 2022 to 18 Dec 2024)
    • [FCA CF] Manager of certification employee (18 Mar 2022 to 18 Dec 2024)
  • Lazard & Co., Limited (no longer approved here)

    FRN 114054

    • CF23 Corporate Finance Adviser (1 Oct 2003 to 12 May 2006)

Recent activity

Updates to this individual's record on the FCA register.

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