Brookfield Global Infrastructure Advisor Limited

• Principal Place of Business

  Level 25

  1 Canada Square

  London

  E14 5AA

  UNITED KINGDOM

  Phone

  +442076593500

  Web

  https://www.brookfield.com

• Complaints Contact

  Level 25

  1 Canada Square

  London

  E14 5AA

  UNITED KINGDOM

  Phone

  +442076593500

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Ian James Simes

  IRN IJS01028

  • [FCA CF] Client dealing (since 5 Mar 2021)
  • [FCA CF] Manager of certification employee (since 5 Mar 2021)
  • CF30 Customer (16 May 2017 to 8 Dec 2019)
• J.Bruce Flatt

  IRN JBF01040

  • [FCA CF] Client dealing (5 Mar 2021 to 31 Oct 2022)
  • [FCA CF] Manager of certification employee (5 Mar 2021 to 31 Oct 2022)
  • [FCA CF] Material risk taker (5 Mar 2021 to 31 Oct 2022)
  • SMF3 Executive Director (9 Dec 2019 to 31 Oct 2022)
  • CF30 Customer (16 May 2017 to 8 Dec 2019)
  • CF1 Director (16 May 2017 to 8 Dec 2019)
• Jiri Honajzer

  IRN JXH00456

  • [FCA CF] Client dealing (5 Mar 2021 to 8 Jul 2022)
• Jonathan Kelly

  IRN JXK07456

  • SMF3 Executive Director (9 Dec 2019 to 26 Jan 2020)
  • CF30 Customer (22 Oct 2018 to 8 Dec 2019)
• Joseph Slim

  IRN JXS00812

  • [FCA CF] Client dealing (since 1 Sep 2025)
• Joshua Kashani

  IRN JXK00435

  • [FCA CF] Client dealing (since 13 Feb 2026)
• Joshua Meikle

  IRN JXM00850

  • [FCA CF] Manager of certification employee (since 12 Apr 2023)
  • [FCA CF] Client dealing (since 5 Aug 2021)
• Keshav Bhojania

  IRN KXB01626

  • [FCA CF] Manager of certification employee (since 14 Feb 2022)
  • [FCA CF] Client dealing (since 14 Feb 2022)
• Laura Harris

  IRN LXH00647

  • [FCA CF] Client dealing (since 1 Sep 2025)
• Louis Herbert Socha

  IRN LHS00016

  • [FCA CF] Manager of certification employee (14 Nov 2022 to 30 Apr 2023)
  • [FCA CF] Client dealing (5 Mar 2021 to 30 Apr 2023)
  • CF30 Customer (16 May 2017 to 8 Dec 2019)

No changes recorded yet.