Ian James Simes

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Brookfield Global Infrastructure Advisor Limited

    FRN 768174

    • [FCA CF] Client dealing (since 5 Mar 2021)
    • [FCA CF] Manager of certification employee (since 5 Mar 2021)
    • CF30 Customer (16 May 2017 to 8 Dec 2019)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (1 Nov 2007 to 10 Jul 2015)
    • CF21 Investment Adviser (19 Sep 2006 to 31 Oct 2007)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF30 Customer (1 Nov 2007 to 10 Jul 2015)
    • CF21 Investment Adviser (19 Sep 2006 to 31 Oct 2007)
  • Societe Generale (no longer approved here)

    FRN 124866

    • CF21 Investment Adviser (1 Dec 2001 to 28 Jul 2004)

Recent activity

Updates to this individual's record on the FCA register.

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