Broadstone Corporate Benefits Limited

• Principal Place of Business

  Broadstone Corporate Benefits Ltd

  100 Wood Street

  London

  City Of London

  EC2V 7AN

  UNITED KINGDOM

  Phone

  +4402038696900

  Web

  https://www.broadstone.co.uk

• Complaints Contact

  Broadstone Corporate Benefits Ltd

  100 Wood Street

  London

  City Of London

  EC2V 7AN

  UNITED KINGDOM

  Phone

  +4402038696900

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Rachel Elizabeth Meadows

  IRN REW01073

  • [FCA CF] Client dealing (9 Dec 2019 to 17 Apr 2023)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 17 Apr 2023)
  • CF30 Customer (30 May 2019 to 8 Dec 2019)
• Rachel Titchen

  IRN RXT22120

  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 3. Giving personal recommendations on derivatives
  • [FCA CF] Functions requiring qualifications (since 22 Apr 2026)
  • [FCA CF] Client dealing (since 17 Nov 2022)
• Richard Charles Doig

  IRN RCD00005

  • CF30 Customer (24 Apr 2013 to 3 May 2013)
• Richard John Sweetman

  IRN RJS01179

  • [FCA CF] Client dealing (30 Oct 2023 to 8 Aug 2024)
• Robert James Barksfield

  IRN RJB01455

  • CF30 Customer (7 Oct 2013 to 24 Sep 2014)
• Robert Keith Middleton

  IRN RXM02000

  • CF30 Customer (24 Apr 2013 to 22 May 2015)
• Robert Michael Keeler

  IRN RMK01017

  • CF1 Director (24 Apr 2013 to 11 Dec 2013)
  • CF28 Systems and controls (24 Apr 2013 to 11 Dec 2013)
• Robert Norman Charles Hillock

  IRN RNH01044

  • [FCA CF] Manager of certification employee (25 Jul 2023 to 3 Jul 2025)
  • [FCA CF] Client dealing (9 Dec 2019 to 3 Jul 2025)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 3 Jul 2025)
  • CF30 Customer (2 Sep 2019 to 8 Dec 2019)
• Roberta Fitzgerald Holden

  IRN RXH00430

  • [FCA CF] Client dealing (15 Oct 2021 to 8 Aug 2024)
• Rosalind Louise Scott-Douglas

  IRN RLM01103

  • [FCA CF] Client dealing (since 1 Mar 2023)

No changes recorded yet.