Rosalind Louise Scott-Douglas

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Broadstone Corporate Benefits Limited
FRN 587699
- [FCA CF] Client dealing (since 1 Mar 2023)
Schroder Investment Management North America Limited (no longer approved here)
FRN 144543
- [FCA CF] Manager of certification employee (23 Aug 2021 to 14 Nov 2022)
Schroder Investment Management Limited (no longer approved here)
FRN 119348
- [FCA CF] Client dealing (1 Oct 2020 to 28 Feb 2021)
- [FCA CF] Manager of certification employee (1 Oct 2020 to 14 Nov 2022)
- CF30 Customer (16 Jun 2014 to 8 Dec 2019)
Towers Watson Limited (no longer approved here)
FRN 432886
- CF30 Customer (25 Jul 2012 to 24 May 2013)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.