BRITISH ARAB COMMERCIAL BANK PUBLIC LIMITED COMPANY

• Principal Place of Business

  8-10 Mansion House Place

  London

  EC4N 8BJ

  UNITED KINGDOM

  Phone

  +442045325000

  Web

  https://www.bacb.co.uk

• Complaints Contact

  8-10 Mansion House Place

  London

  EC4N 8BJ

  UNITED KINGDOM

  Phone

  +442045325000

• Bank Deposits

  For All, Deposit

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Alternative Debenture, Debenture

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  • · Limited to debt instruments per AUTH 2.6.11G.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Alternative Debenture, Debenture

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  • · Limited to debt instruments per AUTH 2.6.11G.

• Paul Jennings

  IRN PXJ01351

  • SMF1 Chief Executive (since 15 Aug 2023)
  • SMF18 Other Overall Responsibility (20 Jan 2023 to 15 Aug 2023)
  • Director of firm who is not a certification employee or a SMF manager (13 Jul 2021 to 19 Nov 2021)
• Paul Julian Howard

  IRN PJH01447

  • SMF11 Chair of the Audit Committee (since 1 Feb 2024)
• Paul Martin

  IRN PXM00372

  • [PRA CF] Significant risk taker or Material risk taker (13 May 2021 to 21 Feb 2025)
• Paul Rew

  IRN PXR01913

  • SMF2 Chief Finance (since 22 Jan 2025)
  • SMF24 Chief Operations (29 Mar 2018 to 20 Feb 2025)
• Pieter Schenk Weltevreden

  IRN PSW01041

  • [PRA CF] Managing a material risk taker (13 Mar 2024 to 30 Sep 2024)
  • [PRA CF] Significant risk taker or Material risk taker (22 Aug 2023 to 30 Sep 2024)
• Ramita Dhillon

  IRN RXD00338

  • [FCA CF] Material risk taker (since 20 Feb 2025)
  • [PRA CF] Significant risk taker or Material risk taker (since 21 Jul 2022)
• Richard Antony Burrows

  IRN RAB01164

  • SMF18 Other Overall Responsibility (5 Nov 2021 to 16 Sep 2022)
  • [PRA CF] Significant risk taker or Material risk taker (7 Oct 2019 to 4 Nov 2021)
• Richard Edward Ford

  IRN REF01020

  • SMF17 Money Laundering Reporting Officer (MLRO) (29 Mar 2019 to 13 Nov 2020)
• Richard Inglis

  IRN RXI01018

  • CF1 Director (1 Dec 2001 to 27 Sep 2002)
  • CF3 Chief Executive (1 Dec 2001 to 27 Sep 2002)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 27 Sep 2002)
• Richard Trevor Snookes

  IRN RTS01030

  • SMF16 Compliance Oversight (since 21 Dec 2022)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 5 Oct 2022)

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