Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BRITISH ARAB COMMERCIAL BANK PUBLIC LIMITED COMPANY (no longer approved here)

    FRN 204564

    • [PRA CF] Managing a material risk taker (13 Mar 2024 to 30 Sep 2024)
    • [PRA CF] Significant risk taker or Material risk taker (22 Aug 2023 to 30 Sep 2024)
  • Daiwa Capital Markets Europe Limited (no longer approved here)

    FRN 124490

    • [FCA CF] Material risk taker (9 Dec 2019 to 26 Oct 2022)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF27 Investment Management (6 Dec 2002 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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