BRITANNIC TRADING LIMITED

Date authorised
1 April 2013
Companies House
00871912
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Brian Michael Puffer

    IRN BMP01049

    • SMF3 Executive Director (9 Dec 2019 to 1 Feb 2024)
    • CF28 Systems and controls (1 Jan 2018 to 8 Dec 2019)
    • CF1 Director (1 Jan 2018 to 8 Dec 2019)
  • Bruno Georges Andre Boulanger

    IRN BGB01013

    • CF30 Customer (1 May 2010 to 13 Oct 2011)
  • CAREY MENDES

    IRN CXM02101

    • CF28 Systems and controls (31 Jan 2012 to 10 Dec 2014)
    • CF1 Director (31 Jan 2012 to 2 Nov 2015)
  • Cameron Ritchie

    IRN CXR01338

    • CF30 Customer (22 Jan 2010 to 13 Oct 2011)
    • CF26 Customer Trading (1 Jun 2005 to 31 Dec 2005)
  • Cameron Stewart James McPhie

    IRN CSM01046

    • CF26 Customer Trading (12 Mar 2002 to 1 Mar 2005)
  • Camille Schoenberg

    IRN CXM01809

    • CF30 Customer (19 Nov 2007 to 18 Nov 2010)
  • Carol Ann Raymond

    IRN CAR01050

    • CF10 Compliance Oversight (21 Feb 2011 to 20 Jul 2011)
    • CF11 Money Laundering Reporting (15 Jun 2010 to 20 Jul 2011)
  • Carol Susan Clarke

    IRN CSC01059

    • CF29 Significant management (1 Nov 2007 to 1 Apr 2011)
    • CF19 Significant Mgt (Financial Resources) (5 Sep 2006 to 31 Oct 2007)
  • Carol-Lee Howle

    IRN CXH01588

    • SMF3 Executive Director (9 Dec 2019 to 16 Jul 2020)
    • CF1 Director (5 Nov 2018 to 8 Dec 2019)
    • CF29 Significant management (31 Oct 2011 to 14 Mar 2016)
  • Carole Hellen Ryan Hofbeck

    IRN CHH01011

    • CF10 Compliance Oversight (5 Feb 2009 to 5 Jan 2011)
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Recent activity

Updates to this firm's record on the FCA register.

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