Carol Ann Raymond

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TSB Bank plc (no longer approved here)

    FRN 191240

    • SMF17 Money Laundering Reporting Officer (MLRO) (17 Jan 2017 to 23 Apr 2018)
  • BP Oil International Limited (no longer approved here)

    FRN 140457

    • CF10 Compliance Oversight (21 Feb 2011 to 20 Jul 2011)
    • CF11 Money Laundering Reporting (15 Jun 2010 to 20 Jul 2011)
  • BRITANNIC TRADING LIMITED (no longer approved here)

    FRN 140459

    • CF10 Compliance Oversight (21 Feb 2011 to 20 Jul 2011)
    • CF11 Money Laundering Reporting (15 Jun 2010 to 20 Jul 2011)
  • Britannic Energy Trading Limited (no longer approved here)

    FRN 184256

    • CF11 Money Laundering Reporting (15 Jun 2010 to 20 Jul 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.