Date authorised
1 April 2013
Companies House
01378710
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Peter Edward Taylor

    IRN PET01013

    • CF26 Customer Trading (1 Dec 2001 to 31 Dec 2005)
  • Peter Paul Leonardus Maria Kimman

    IRN PPK01007

    • CF16 Significant Mgt (Desgntd Investment Business) (22 Aug 2003 to 30 Jun 2004)
  • Peter Pharoah

    IRN PXP01113

    • CF30 Customer (1 Nov 2007 to 19 Aug 2011)
    • CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
  • Peter Robertson Scott

    IRN PRS01158

    • CF26 Customer Trading (2 Feb 2006 to 17 Oct 2007)
  • Peter Stuart Thompson

    IRN PST01021

    • CF30 Customer (1 Jan 2009 to 26 May 2010)
    • CF26 Customer Trading (1 Dec 2001 to 31 Dec 2005)
  • Philip Attwood

    IRN PXA01463

    • CF30 Customer (6 Jun 2011 to 16 Sep 2015)
  • Philip Dillon

    IRN PXD01503

    • CF26 Customer Trading (24 Mar 2006 to 5 Sep 2007)
  • Philip Llewellyn

    IRN PXL01556

    • SMF16 Compliance Oversight (9 Dec 2019 to 6 Feb 2020)
    • CF10 Compliance Oversight (21 Sep 2012 to 8 Dec 2019)
  • Phillip Angus Charles Mallory

    IRN PAM01163

    • CF26 Customer Trading (15 Mar 2002 to 1 Jul 2005)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 1 Jul 2005)
  • Phillip James Ramage

    IRN PJR01105

    • CF30 Customer (3 Aug 2010 to 25 May 2011)
    • CF26 Customer Trading (1 Dec 2001 to 31 Dec 2005)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.