Date authorised
1 April 2013
Companies House
01378710
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Phillip Nigel Hill

    IRN PNH01033

    • CF30 Customer (2 Dec 2009 to 10 Feb 2011)
    • CF29 Significant management (1 Nov 2007 to 21 Aug 2008)
    • CF16 Significant Mgt (Desgntd Investment Business) (2 Feb 2007 to 31 Oct 2007)
  • Priya Bhandari

    IRN PXB01625

    • CF30 Customer (15 Jun 2009 to 4 Jan 2012)
  • Qingying Kong

    IRN QXK00003

    • [FCA CF] Material risk taker (1 Feb 2020 to 31 Dec 2020)
  • Ragnar Timothy Damian O'Connor

    IRN RTO01003

    • CF26 Customer Trading (18 Jan 2006 to 19 Jun 2006)
    • CF16 Significant Mgt (Desgntd Investment Business) (26 Jul 2004 to 18 Jan 2006)
  • Rahul Erik Saxena

    IRN RES01114

    • CF29 Significant management (19 Sep 2012 to 1 Feb 2016)
  • Rajesh Sharma

    IRN RXS01376

    • CF26 Customer Trading (1 Dec 2001 to 30 Nov 2004)
  • Randolph Johnson

    IRN RXJ01087

    • CF26 Customer Trading (1 Dec 2001 to 13 Jun 2003)
  • Ranveer Singh

    IRN RXS01921

    • CF30 Customer (1 Nov 2007 to 6 Dec 2011)
    • CF26 Customer Trading (18 Sep 2007 to 31 Oct 2007)
  • Raymond Keith Hinkley

    IRN RKH01034

    • CF19 Significant Mgt (Financial Resources) (19 Mar 2002 to 31 Dec 2005)
    • CF13 Finance (19 Mar 2002 to 31 Dec 2005)
  • Raymond Michael Upham

    IRN RMU01002

    • CF30 Customer (25 Jun 2010 to 14 Sep 2010)
    • CF26 Customer Trading (12 Mar 2002 to 31 Oct 2007)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.