Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Manager of certification employee (9 Dec 2019 to 5 Jul 2021)
- [FCA CF] Client dealing (9 Dec 2019 to 5 Jul 2021)
- CF30 Customer (23 Aug 2011 to 8 Dec 2019)
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- CF30 Customer (1 Jul 2010 to 5 Jul 2011)
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- CF30 Customer (1 Jul 2010 to 5 Jul 2011)
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- CF30 Customer (1 Jul 2008 to 30 Nov 2010)
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- CF26 Customer Trading (18 Jan 2006 to 19 Jun 2006)
- CF16 Significant Mgt (Desgntd Investment Business) (26 Jul 2004 to 18 Jan 2006)
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- CF16 Significant Mgt (Desgntd Investment Business) (26 Jul 2004 to 22 Dec 2005)
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- CF16 Significant Mgt (Desgntd Investment Business) (26 Jul 2004 to 22 Dec 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.