Date authorised
1 April 2013
Companies House
01378710
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Lee Charles Matthews

    IRN LCM01020

    • CF26 Customer Trading (7 May 2002 to 31 Dec 2005)
  • Leonard Rien Sint Nicolaas

    IRN LRS01016

    • CF26 Customer Trading (1 Dec 2001 to 31 Dec 2005)
  • Linda Berger

    IRN LXB01393

    • CF29 Significant management (7 Jan 2009 to 6 Aug 2010)
    • CF19 Significant Mgt (Financial Resources) (24 Feb 2006 to 5 Mar 2007)
    • CF13 Finance (24 Feb 2006 to 31 Mar 2006)
  • Lucas Desbarats

    IRN LXD00466

    • [FCA CF] Client dealing (since 18 Dec 2025)
  • Lucie Elizabeth Nouraei

    IRN LXN00035

    • [FCA CF] Material risk taker (1 Feb 2021 to 31 Dec 2021)
  • Lucy Ellen Over

    IRN LEO01006

    • CF26 Customer Trading (24 May 2007 to 4 Sep 2007)
  • Lydia Bailey

    IRN LXB01367

    • CF10 Compliance Oversight (22 Mar 2005 to 10 Dec 2007)
  • Macsen Jay Nuttall

    IRN MJN01045

    • [FCA CF] Material risk taker (1 Feb 2020 to 31 Dec 2020)
    • [FCA CF] Significant management (1 Feb 2020 to 31 Dec 2020)
    • CF1 Director (1 Aug 2016 to 21 Aug 2018)
    • CF29 Significant management (1 Nov 2007 to 1 Aug 2009)
    • CF16 Significant Mgt (Desgntd Investment Business) (2 Feb 2007 to 31 Oct 2007)
  • Madeleine Joyce Patterson

    IRN MJP01183

    • CF26 Customer Trading (1 Dec 2001 to 1 Jul 2002)
  • Mahito Watanabe

    IRN MXW01323

    • CF26 Customer Trading (1 Dec 2001 to 31 Dec 2005)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.