Date authorised
1 April 2013
Companies House
01378710
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Malcolm David Drew

    IRN MDD01042

    • CF26 Customer Trading (12 Mar 2002 to 13 Jun 2003)
  • Marc Cornelius

    IRN MXC02386

    • CF10 Compliance Oversight (6 Jun 2011 to 21 Sep 2012)
  • Marc Leppard

    IRN MXL01625

    • CF10 Compliance Oversight (19 Dec 2007 to 1 Feb 2009)
    • CF29 Significant management (1 Nov 2007 to 1 Mar 2011)
    • CF17 Significant Mgt (Other Business Operations) (13 Dec 2006 to 31 Oct 2007)
  • Marcus George Cooper

    IRN MGC01052

    • CF29 Significant management (20 Jul 2009 to 7 Dec 2011)
    • CF26 Customer Trading (1 Dec 2001 to 1 Sep 2004)
  • Marcus John Candlish Paley

    IRN MJP01250

    • CF30 Customer (20 Jan 2009 to 7 Dec 2011)
  • Margaret Anne Coster

    IRN MAC01157

    • CF26 Customer Trading (1 Dec 2001 to 30 Nov 2004)
  • Marisa Jeanne Buchanan

    IRN MXB01054

    • [FCA CF] Significant management (9 Oct 2024 to 1 Nov 2024)
    • [FCA CF] Material risk taker (5 Dec 2022 to 1 Nov 2024)
  • Mark Adrian Hayward

    IRN MAH01199

    • CF26 Customer Trading (1 Dec 2001 to 15 Aug 2003)
  • Mark Anthony Corbould

    IRN MAC01159

    • CF30 Customer (9 Aug 2010 to 7 Dec 2011)
    • CF26 Customer Trading (1 Dec 2001 to 31 Dec 2005)
  • Mark Munch

    IRN MXM00496

    • [FCA CF] Material risk taker (1 Feb 2020 to 31 Dec 2020)

Recent activity

Updates to this firm's record on the FCA register.

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