Date authorised
1 April 2013
Companies House
01378710
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Mark Richard Couling

    IRN MRC01106

    • CF26 Customer Trading (1 Dec 2001 to 26 Oct 2005)
  • Mark Richard Probyn

    IRN MRP01118

    • CF29 Significant management (1 Nov 2007 to 7 Apr 2011)
    • CF20 Significant Mgt (Settlements) (18 Apr 2007 to 31 Oct 2007)
  • Mark Robert Payne

    IRN MRP01104

    • CF26 Customer Trading (1 Jun 2005 to 31 Dec 2005)
  • Mark Seneschall

    IRN MXS01666

    • CF19 Significant Mgt (Financial Resources) (18 Mar 2002 to 1 Sep 2006)
    • CF13 Finance (1 Dec 2001 to 31 Mar 2006)
  • Mark Sturgess

    IRN MXS01466

    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 10 Aug 2004)
  • Mark Towson

    IRN MXT01543

    • CF29 Significant management (8 Feb 2008 to 5 Aug 2010)
  • Mark William Amor

    IRN MWA01015

    • CF26 Customer Trading (1 Dec 2001 to 31 Dec 2005)
  • Martin Ellsworth Titus

    IRN MET01042

    • CF11 Money Laundering Reporting (1 Jul 2002 to 15 Jun 2010)
    • CF15 Internal Audit (1 Jul 2002 to 21 Nov 2005)
  • Martin John Anderson

    IRN MJA01111

    • [FCA CF] Client dealing (1 Feb 2020 to 30 Sep 2021)
    • [FCA CF] Material risk taker (1 Feb 2020 to 30 Sep 2021)
    • CF30 Customer (5 Dec 2017 to 8 Dec 2019)
  • Martin John Read

    IRN MJR01206

    • CF26 Customer Trading (1 Dec 2001 to 31 Dec 2005)

Recent activity

Updates to this firm's record on the FCA register.

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