Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Material risk taker (1 Feb 2020 to 30 Sep 2021)
- [FCA CF] Client dealing (1 Feb 2020 to 30 Sep 2021)
- CF30 Customer (5 Dec 2017 to 8 Dec 2019)
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- CF30 Customer (19 Apr 2012 to 5 Dec 2013)
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- CF30 Customer (1 Nov 2007 to 20 Feb 2012)
- CF21 Investment Adviser (1 May 2004 to 31 Oct 2007)
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- CF21 Investment Adviser (26 Jul 2002 to 31 Jul 2003)
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- CF21 Investment Adviser (17 May 2002 to 17 Jun 2002)
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- CF21 Investment Adviser (17 May 2002 to 17 Jun 2002)
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- CF21 Investment Adviser (17 May 2002 to 17 Jun 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.