Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Significant management (1 Feb 2020 to 31 Dec 2020)
- [FCA CF] Material risk taker (1 Feb 2020 to 31 Dec 2020)
- CF1 Director (1 Aug 2016 to 21 Aug 2018)
- CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 16 Jan 2006)
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- [FCA CF] Material risk taker (1 Feb 2020 to 31 Dec 2020)
- [FCA CF] Significant management (1 Feb 2020 to 31 Dec 2020)
- CF1 Director (1 Aug 2016 to 21 Aug 2018)
- CF29 Significant management (1 Nov 2007 to 1 Aug 2009)
- CF16 Significant Mgt (Desgntd Investment Business) (2 Feb 2007 to 31 Oct 2007)
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- CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 16 Jan 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.