Date authorised
1 April 2013
Companies House
01378710
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Edwin Keng Jinn Seow

    IRN EKS01014

    • CF26 Customer Trading (28 Aug 2002 to 19 Aug 2004)
  • Elaine Skinner-Reid

    IRN EPS01011

    • SMF3 Executive Director (since 1 Jul 2023)
    • SMF1 Chief Executive (4 Nov 2024 to 4 Jul 2025)
    • [FCA CF] Client dealing (8 Mar 2021 to 30 Jun 2023)
    • [FCA CF] Material risk taker (1 Feb 2021 to 30 Jun 2023)
    • [FCA CF] Significant management (1 Feb 2021 to 30 Jun 2023)
  • Elisa Margaret Spiri

    IRN EMS01046

    • CF26 Customer Trading (7 Sep 2004 to 5 Sep 2007)
  • Elizabeth Clare Louise Martin

    IRN ECG01009

    • CF30 Customer (15 Sep 2009 to 2 Jun 2011)
    • CF29 Significant management (15 Sep 2009 to 2 Jun 2011)
    • CF26 Customer Trading (1 May 2003 to 31 Dec 2005)
  • Emily Ehrgood Watt

    IRN EGE01005

    • [FCA CF] Material risk taker (1 Jan 2022 to 4 Apr 2023)
    • [FCA CF] Significant management (1 Jan 2022 to 4 Apr 2023)
  • Emin Sadigov

    IRN EXS01241

    • CF26 Customer Trading (17 Jan 2005 to 31 Dec 2005)
  • Emma Annika Johansson

    IRN EAJ01014

    • CF30 Customer (1 Nov 2007 to 4 Apr 2011)
    • CF26 Customer Trading (26 Jan 2004 to 31 Oct 2007)
  • Enno Raymond Van Der Sluis

    IRN ERV01004

    • CF26 Customer Trading (17 Jun 2005 to 31 Dec 2005)
  • Enric Arderiu Serra

    IRN EXA01308

    • [FCA CF] Significant management (1 Feb 2021 to 6 Apr 2021)
    • [FCA CF] Material risk taker (1 Feb 2021 to 6 Apr 2021)
    • CF30 Customer (25 Jul 2011 to 13 Oct 2011)
  • Eric Richard Charles Armitage

    IRN ERA01007

    • CF30 Customer (1 Nov 2007 to 13 Oct 2011)
    • CF26 Customer Trading (1 Jul 2002 to 31 Oct 2007)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.