Date authorised
1 April 2013
Companies House
01378710
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Euan Moryson Burr

    IRN EMB01018

    • CF26 Customer Trading (1 Dec 2001 to 31 Dec 2005)
  • Fabio Fiorini

    IRN FXF01137

    • [FCA CF] Material risk taker (1 Feb 2020 to 31 Dec 2020)
    • [FCA CF] Client dealing (1 Feb 2020 to 31 Dec 2020)
    • CF30 Customer (6 Feb 2015 to 8 Dec 2019)
  • Farhruddin Dhilawala

    IRN FXD01057

    • CF26 Customer Trading (1 Dec 2001 to 31 Dec 2005)
  • Fei Liu

    IRN FXL01158

    • [FCA CF] Material risk taker (1 Jan 2025 to 7 Aug 2025)
    • [FCA CF] Client dealing (13 Oct 2023 to 7 Aug 2025)
  • Fiona Burke

    IRN FXB01065

    • CF30 Customer (7 Nov 2011 to 2 Jan 2018)
    • CF26 Customer Trading (1 Dec 2001 to 31 Mar 2004)
  • Firdaus Keki Panthaki

    IRN FKP01004

    • [FCA CF] Client dealing (1 Feb 2020 to 31 Dec 2020)
    • [FCA CF] Material risk taker (1 Feb 2020 to 31 Dec 2020)
    • CF30 Customer (2 Dec 2016 to 8 Dec 2019)
  • Frank Christian Arnold

    IRN FCA00005

    • CF30 Customer (7 Dec 2007 to 15 Sep 2011)
  • Frank Edward Bekkering

    IRN FEB01005

    • CF26 Customer Trading (1 Dec 2001 to 31 Mar 2006)
  • Frederic Joseph Levinger

    IRN FJL01012

    • CF26 Customer Trading (27 Dec 2002 to 31 Dec 2005)
  • Gabriele Wagenhofer

    IRN GXW00183

    • [FCA CF] Material risk taker (26 Mar 2021 to 5 Aug 2024)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.