Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 1 Jul 2023)
    • SMF1 Chief Executive (4 Nov 2024 to 4 Jul 2025)
    • SMF3 Executive Director (since 1 Jul 2023)
    • SMF1 Chief Executive (4 Nov 2024 to 4 Jul 2025)
    • [FCA CF] Client dealing (8 Mar 2021 to 30 Jun 2023)
    • [FCA CF] Significant management (1 Feb 2021 to 30 Jun 2023)
    • [FCA CF] Material risk taker (1 Feb 2021 to 30 Jun 2023)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • SMF18 Other Overall Responsibility (7 Mar 2016 to 1 Sep 2016)
    • CF29 Significant management (27 Feb 2014 to 6 Mar 2016)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (14 May 2004 to 31 Oct 2007)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • SMF22 Other Local Responsibility (7 Mar 2016 to 1 Sep 2016)
    • CF29 Significant management (27 Feb 2014 to 6 Mar 2016)
    • CF40 Benchmark submission (21 Aug 2013 to 29 Sep 2014)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (14 May 2004 to 31 Oct 2007)
  • RBC Investor Services Trust (no longer approved here)

    FRN 435052

    • SMF3 Executive Director (7 Mar 2016 to 1 Sep 2016)
    • CF1 Director (7 Oct 2015 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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