Date authorised
1 April 2013
Companies House
01378710
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Damian John Faulkner

    IRN DJF01109

    • CF30 Customer (1 Nov 2007 to 18 Sep 2009)
    • CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
  • Daniel Abodunrin

    IRN DXA01542

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 19 Mar 2024)
    • CF11 Money Laundering Reporting (29 Nov 2011 to 8 Dec 2019)
  • Daniel David Butler

    IRN DXB02062

    • CF30 Customer (17 Sep 2010 to 13 Oct 2011)
  • Daniel Jean Sabathie

    IRN DJS01249

    • CF30 Customer (1 Nov 2007 to 8 Sep 2009)
    • CF26 Customer Trading (1 Dec 2001 to 6 Dec 2004)
  • Daniel Peter Wise

    IRN DPW01069

    • [FCA CF] Material risk taker (1 Feb 2020 to 1 Oct 2022)
    • CF26 Customer Trading (2 Sep 2005 to 31 Dec 2005)
  • Daniel Philip Keigwin Read

    IRN DPR01044

    • CF26 Customer Trading (1 Dec 2001 to 1 Oct 2002)
  • Daniel Rathbone

    IRN DJR01148

    • CF26 Customer Trading (1 Dec 2001 to 31 Dec 2005)
  • Daniel Robert Crawford

    IRN DRC01154

    • CF30 Customer (1 Nov 2007 to 13 Oct 2011)
    • CF26 Customer Trading (10 Apr 2006 to 31 Oct 2007)
  • Daniel Thomas Walker

    IRN DTW01007

    • CF26 Customer Trading (1 Dec 2001 to 9 Aug 2004)
  • Danny Iain Bennett

    IRN DIB01032

    • CF30 Customer (1 Nov 2007 to 12 Feb 2008)
    • CF26 Customer Trading (26 Jan 2006 to 31 Oct 2007)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.