Daniel Rathbone

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

TP ICAP E&C Limited
FRN 146880
- [FCA CF] Client dealing (since 3 Jul 2023)
- [FCA CF] Manager of certification employee (3 Jul 2023 to 11 Oct 2024)
TP ICAP Markets Limited (no longer approved here)
FRN 124520
- CF30 Customer (4 May 2018 to 8 Dec 2019)
Goldman Sachs International Bank (no longer approved here)
FRN 124659
- CF30 Customer (24 Jun 2015 to 6 Mar 2016)
Goldman Sachs Bank USA (no longer approved here)
FRN 582328
- CF30 Customer (24 Jun 2015 to 6 Mar 2016)
BP Oil International Limited (no longer approved here)
FRN 140457
- CF30 Customer (1 Nov 2007 to 13 Oct 2011)
- CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
BRITANNIC TRADING LIMITED (no longer approved here)
FRN 140459
- CF30 Customer (1 Nov 2007 to 13 Oct 2011)
- CF26 Customer Trading (16 Oct 2007 to 31 Oct 2007)
Britannic Energy Trading Limited (no longer approved here)
FRN 184256
- CF26 Customer Trading (1 Dec 2001 to 31 Dec 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.