Date authorised
1 April 2013
Companies House
01378710
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Darren James Baldwin

    IRN DJB01296

    • CF26 Customer Trading (1 Dec 2001 to 20 Jan 2006)
  • Darren Potter

    IRN DJP01168

    • CF26 Customer Trading (14 Feb 2002 to 1 Jul 2002)
  • Daryl Roy Schofield

    IRN DRS01075

    • CF29 Significant management (1 Nov 2007 to 7 Dec 2009)
    • CF16 Significant Mgt (Desgntd Investment Business) (7 Aug 2003 to 31 Oct 2007)
  • David Alexander Thompson

    IRN DAT01053

    • CF29 Significant management (5 Jul 2010 to 17 Jan 2011)
    • CF26 Customer Trading (1 Dec 2001 to 31 Dec 2005)
  • David Anthony Povey

    IRN DAP01135

    • CF26 Customer Trading (4 Dec 2004 to 31 Dec 2005)
  • David Barratt

    IRN DXB01667

    • CF26 Customer Trading (9 Feb 2004 to 31 Dec 2005)
  • David Binnie

    IRN DXB01505

    • CF26 Customer Trading (12 Mar 2002 to 1 Sep 2006)
  • David Brocas

    IRN DXB01908

    • CF26 Customer Trading (29 Jun 2007 to 4 Oct 2007)
  • David Charlesworth Grimshaw

    IRN DCG01053

    • CF30 Customer (1 Nov 2007 to 19 Feb 2008)
    • CF26 Customer Trading (15 Mar 2002 to 31 Oct 2007)
  • David Clifford Rayner

    IRN DCR01043

    • CF26 Customer Trading (1 Dec 2001 to 31 Dec 2005)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.