BRITANNIA GLOBAL MARKETS LIMITED

• Principal Place of Business

  Britannia Global Markets Ltd

  52 Lime Street

  London

  City Of London

  EC3M 7AF

  UNITED KINGDOM

  Phone

  +442030939005

  Web

  https://www.britannia.com/gm

• Complaints Contact

  Britannia Global Markets Ltd

  52 Lime Street

  Level 29

  London

  City Of London

  EC3M 7AF

  UNITED KINGDOM

  Phone

  +442039317916

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Daniel Russell Wythe

  IRN DRW01121

  • CF26 Customer Trading (31 Jan 2005 to 16 Dec 2005)
  • CF21 Investment Adviser (31 Jan 2005 to 10 Nov 2006)
• Danielle Elizabeth Laurie

  IRN DEL01053

  • CF30 Customer (5 Aug 2016 to 22 Dec 2017)
• David Gahagan

  IRN DXG01588

  • [FCA CF] Significant management (19 Jul 2021 to 3 Oct 2022)
• Dayal Halai

  IRN DXH00720

  • [FCA CF] Proprietary trader (21 Dec 2023 to 29 Jul 2024)
  • [FCA CF] Client dealing (24 Apr 2023 to 29 Jul 2024)
• Dean Gainsley

  IRN DRG01062

  • [FCA CF] Client dealing (20 Jan 2022 to 1 May 2025)
• Deborah Ann Owen

  IRN DAO01014

  • CF30 Customer (1 Nov 2007 to 4 Jun 2018)
  • CF1 Director (AR) (21 May 2004 to 4 Jun 2018)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Diana Peytcheva

  IRN DSP01071

  • [FCA CF] Significant management (1 Sep 2020 to 31 Oct 2023)
• Dipli Barua

  IRN DXB02459

  • [FCA CF] Client dealing (9 Dec 2019 to 17 Jun 2020)
  • CF30 Customer (22 Oct 2018 to 8 Dec 2019)
• Dominic Clive Bacon

  IRN DCB01095

  • SMF17 Money Laundering Reporting Officer (MLRO) (25 May 2022 to 22 May 2023)
  • SMF16 Compliance Oversight (25 May 2022 to 22 May 2023)
  • [FCA CF] Material risk taker (14 Sep 2020 to 31 May 2024)
  • [FCA CF] Significant management (9 Dec 2019 to 31 May 2024)
• Duncan Paul Barker

  IRN DPB01057

  • CF30 Customer (14 Jul 2015 to 1 Dec 2016)

• RVassets Limited (no longer appointed)

  FRN 632018 · Appointed 11 Sep 2014 · Until 12 Jul 2016

• Investment Research of Cambridge Ltd (no longer appointed)

  FRN 400871 · Appointed 13 May 2004 · Until 4 Jun 2018

No changes recorded yet.