Dominic Clive Bacon

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BRITANNIA GLOBAL MARKETS LIMITED (no longer approved here)

    FRN 114159

    • SMF17 Money Laundering Reporting Officer (MLRO) (25 May 2022 to 22 May 2023)
    • SMF16 Compliance Oversight (25 May 2022 to 22 May 2023)
    • [FCA CF] Material risk taker (14 Sep 2020 to 31 May 2024)
    • [FCA CF] Significant management (9 Dec 2019 to 31 May 2024)
  • Britannia Global Investments Limited (no longer approved here)

    FRN 739949

    • [FCA CF] Significant management (9 Dec 2019 to 31 May 2024)
  • CMC Markets UK plc (no longer approved here)

    FRN 173730

    • CF10 Compliance Oversight (11 Apr 2007 to 9 Jan 2009)
    • CF11 Money Laundering Reporting (11 Apr 2007 to 9 Jan 2009)
  • Gulf International Bank Bsc (no longer approved here)

    FRN 204659

    • CF10 Compliance Oversight (15 Feb 2005 to 27 Mar 2007)
    • CF11 Money Laundering Reporting (29 Apr 2002 to 27 Mar 2007)
  • Gulf International Bank (UK) Limited (no longer approved here)

    FRN 124772

    • CF10 Compliance Oversight (27 Aug 2002 to 27 Mar 2007)
    • CF11 Money Laundering Reporting (29 Apr 2002 to 27 Mar 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.