BRITANNIA GLOBAL MARKETS LIMITED

• Principal Place of Business

  Britannia Global Markets Ltd

  52 Lime Street

  London

  City Of London

  EC3M 7AF

  UNITED KINGDOM

  Phone

  +442030939005

  Web

  https://www.britannia.com/gm

• Complaints Contact

  Britannia Global Markets Ltd

  52 Lime Street

  Level 29

  London

  City Of London

  EC3M 7AF

  UNITED KINGDOM

  Phone

  +442039317916

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Edward Sollis

  IRN EXS01613

  • [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2025)
  • CF30 Customer (19 Aug 2015 to 8 Dec 2019)
• Elliott John Laybourne

  IRN EJL01021

  • CF26 Customer Trading (1 Dec 2001 to 23 Apr 2002)
  • CF21 Investment Adviser (1 Dec 2001 to 23 Apr 2002)
• Erkhes Altangerel

  IRN EXA00201

  • [FCA CF] Client dealing (14 Nov 2023 to 2 Jan 2026)
  • [FCA CF] Proprietary trader (14 Nov 2023 to 2 Jan 2026)
• Fintan Swail

  IRN FXS00173

  • [FCA CF] Proprietary trader (21 Dec 2023 to 4 Dec 2024)
  • [FCA CF] Client dealing (24 Apr 2023 to 4 Dec 2024)
• Francesco Bortolin

  IRN FXB01251

  • CF30 Customer (24 Sep 2009 to 6 Dec 2019)
• Francis Joseph Caruso

  IRN FXC01037

  • CF21 Investment Adviser (1 Dec 2001 to 28 Feb 2005)
  • CF26 Customer Trading (1 Dec 2001 to 28 Feb 2005)
• Francisco de Bastos Gomes

  IRN FXD01387

  • [FCA CF] Client dealing (since 27 Oct 2025)
• Gabriel Ryszard Walker

  IRN GRW01074

  • [FCA CF] Client dealing (3 Feb 2020 to 30 Nov 2022)
• Gareth John Upe

  IRN GXU22609

  • [FCA CF] Client dealing (1 Dec 2021 to 13 Mar 2023)
• Gennaro Pinto

  IRN GXP01301

  • CF30 Customer (19 Mar 2010 to 11 Sep 2012)

• RVassets Limited (no longer appointed)

  FRN 632018 · Appointed 11 Sep 2014 · Until 12 Jul 2016

• Investment Research of Cambridge Ltd (no longer appointed)

  FRN 400871 · Appointed 13 May 2004 · Until 4 Jun 2018

No changes recorded yet.