BRITANNIA GLOBAL MARKETS LIMITED

• Principal Place of Business

  Britannia Global Markets Ltd

  52 Lime Street

  London

  City Of London

  EC3M 7AF

  UNITED KINGDOM

  Phone

  +442030939005

  Web

  https://www.britannia.com/gm

• Complaints Contact

  Britannia Global Markets Ltd

  52 Lime Street

  Level 29

  London

  City Of London

  EC3M 7AF

  UNITED KINGDOM

  Phone

  +442039317916

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Ben Coleman

  IRN BTC01019

  • [FCA CF] Client dealing (20 Jan 2022 to 11 Aug 2023)
• Benjamin James Timothy Davies

  IRN BXD00138

  • [FCA CF] Proprietary trader (21 Dec 2023 to 2 Jun 2025)
  • [FCA CF] Client dealing (12 Jan 2022 to 2 Jun 2025)
• Benjamin John Hepden

  IRN BJH01161

  • [FCA CF] Material risk taker (since 15 Mar 2024)
  • SMF3 Executive Director (since 20 Nov 2023)
  • [FCA CF] Material risk taker (18 Jun 2024 to 18 Feb 2025)
  • [FCA CF] Significant management (18 Jun 2024 to 21 Feb 2025)
• Benjamin Waycot

  IRN BXW00145

  • [FCA CF] Proprietary trader (27 Nov 2024 to 11 Nov 2025)
  • [FCA CF] Client dealing (12 Apr 2021 to 11 Nov 2025)
• Carl Androsiuk

  IRN CMA01046

  • [FCA CF] Client dealing (19 Jul 2021 to 22 Mar 2024)
  • [FCA CF] Manager of certification employee (19 Jul 2021 to 22 Mar 2024)
• Charles Andrew De Roeper

  IRN CAD01052

  • CF30 Customer (1 Nov 2007 to 12 Aug 2019)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • CF26 Customer Trading (1 Dec 2001 to 16 Dec 2005)
• Charles Arthur Branch

  IRN CAB01256

  • [FCA CF] Material risk taker (15 Mar 2024 to 12 Jun 2025)
  • [FCA CF] Manager of certification employee (21 Dec 2023 to 12 Jun 2025)
  • [FCA CF] Client dealing (15 Mar 2021 to 12 Jun 2025)
• Charles Benedict De Broca Madden

  IRN CBM01012

  • CF30 Customer (1 Nov 2007 to 12 Nov 2010)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • CF26 Customer Trading (1 Dec 2001 to 16 Dec 2005)
• Charles Sargeant

  IRN CXS02496

  • [FCA CF] Client dealing (11 May 2021 to 21 Jan 2022)
• Christian Nicholas Eliades

  IRN CNE01004

  • CF21 Investment Adviser (1 Dec 2001 to 6 Jun 2002)
  • CF26 Customer Trading (1 Dec 2001 to 6 Jun 2002)

• RVassets Limited (no longer appointed)

  FRN 632018 · Appointed 11 Sep 2014 · Until 12 Jul 2016

• Investment Research of Cambridge Ltd (no longer appointed)

  FRN 400871 · Appointed 13 May 2004 · Until 4 Jun 2018

No changes recorded yet.