Charles Arthur Branch

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BRITANNIA GLOBAL MARKETS LIMITED (no longer approved here)

    FRN 114159

    • [FCA CF] Material risk taker (15 Mar 2024 to 12 Jun 2025)
    • [FCA CF] Manager of certification employee (21 Dec 2023 to 12 Jun 2025)
    • [FCA CF] Client dealing (15 Mar 2021 to 12 Jun 2025)
  • ADM Investor Services International Limited (no longer approved here)

    FRN 148474

    • [FCA CF] Client dealing (9 Dec 2019 to 12 Mar 2021)
    • CF30 Customer (4 Jan 2011 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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