BRIGHT HARBOUR ADVISORY LLP

• Principal Place of Business

  30 St John's Lane

  London

  EC1M 4NB

  UNITED KINGDOM

  Phone

  +442078706400

  Web

  https://www.brightharbour.co

• Complaints Contact

  30 St John's Lane

  London

  EC1M 4NB

  UNITED KINGDOM

  Phone

  +442078706400

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• . Arram Berlyn Gardner LLP

  IRN XXA01296

  • SMF27 Partner (9 Dec 2019 to 31 Mar 2024)
  • CF4 Partner (31 Dec 2014 to 8 Dec 2019)
• Daniel Sydee

  IRN DXS00424

  • [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2023)
• Eleanor Wilkinson

  IRN EXW01238

  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • [FCA CF] Significant management (since 9 Dec 2019)
  • SMF27 Partner (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (1 Jul 2014 to 8 Dec 2019)
  • CF4 Partner (1 Jul 2014 to 8 Dec 2019)
• Gary Jackson

  IRN GXJ01114

  • SMF27 Partner (9 Dec 2019 to 29 Jun 2023)
  • [FCA CF] Significant management (9 Dec 2019 to 29 Jun 2023)
  • CF4 Partner (14 Mar 2018 to 8 Dec 2019)
  • CF30 Customer (14 Mar 2018 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (14 Mar 2018 to 6 Dec 2019)
  • CF10 Compliance Oversight (14 Mar 2018 to 6 Dec 2019)
• Joanna Sarah Penny

  IRN JXP00398

  • [FCA CF] Client dealing (since 3 Feb 2021)
• Kristian Parnell Gavan

  IRN KPG01030

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 12 Mar 2020)
  • SMF16 Compliance Oversight (since 12 Mar 2020)
  • [FCA CF] Significant management (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF27 Partner (since 9 Dec 2019)
  • CF30 Customer (1 Sep 2014 to 8 Dec 2019)
  • CF4 Partner (1 Sep 2014 to 8 Dec 2019)
• Linus James Williamson

  IRN LXW00323

  • [FCA CF] Client dealing (since 1 Sep 2021)
• Oluwaseyi Adewumi

  IRN OXA00134

  • [FCA CF] Client dealing (since 21 Nov 2023)
• Paul Philip Berlyn

  IRN PXB00270

  • CF11 Money Laundering Reporting (1 Jul 2014 to 23 Mar 2018)
  • CF30 Customer (1 Jul 2014 to 23 Mar 2018)
  • CF4 Partner (1 Jul 2014 to 23 Mar 2018)
  • CF10 Compliance Oversight (1 Jul 2014 to 23 Mar 2018)
• William David Sturt-Scobie

  IRN WXS00082

  • [FCA CF] Client dealing (since 9 Dec 2019)

No changes recorded yet.