Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
BRIGHT HARBOUR ADVISORY LLP
FRN 613572
- SMF16 Compliance Oversight (since 12 Mar 2020)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 12 Mar 2020)
- [FCA CF] Significant management (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
- SMF27 Partner (since 9 Dec 2019)
- CF4 Partner (1 Sep 2014 to 8 Dec 2019)
- CF30 Customer (1 Sep 2014 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.