Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF27 Partner (9 Dec 2019 to 29 Jun 2023)
- [FCA CF] Significant management (9 Dec 2019 to 29 Jun 2023)
- CF10 Compliance Oversight (14 Mar 2018 to 6 Dec 2019)
- CF11 Money Laundering Reporting (14 Mar 2018 to 6 Dec 2019)
- CF30 Customer (14 Mar 2018 to 8 Dec 2019)
- CF4 Partner (14 Mar 2018 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.