Bridgepoint Credit Advisers UK Limited

• Principal Place of Business

  5 Marble Arch

  London

  W1H 7EJ

  UNITED KINGDOM

  Phone

  +4402070343500

  Web

  https://www.bridgepointgroup.com

• Complaints Contact

  5 Marble Arch

  London

  W1H 7EJ

  UNITED KINGDOM

  Phone

  +4402070343500

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Jason Pae

  IRN JXP02641

  • SMF16 Compliance Oversight (since 14 May 2021)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 14 May 2021)
• John Peter Murphy

  IRN JPM01190

  • [FCA CF] Manager of certification employee (since 30 Jan 2023)
  • [FCA CF] Significant management (since 30 Jan 2023)
  • [FCA CF] Client dealing (since 30 Jan 2023)
• Jose Ferrero

  IRN JXF00485

  • [FCA CF] Client dealing (30 Jan 2023 to 1 Apr 2023)
• Mark Ryan

  IRN MXR00706

  • [FCA CF] Client dealing (30 Jan 2023 to 1 Apr 2023)
• Nakul Vivek Sarin

  IRN NXS01463

  • [FCA CF] Significant management (30 Mar 2021 to 15 Jul 2024)
  • [FCA CF] Client dealing (30 Mar 2021 to 15 Jul 2024)
• Paul Koziarski

  IRN PXK00261

  • SMF3 Executive Director (since 17 Jun 2022)
• Paul Michael Johnson

  IRN PMJ01024

  • SMF3 Executive Director (since 2 Sep 2020)
• Paul Richard De Rome

  IRN PRD01058

  • SMF16 Compliance Oversight (20 Aug 2020 to 17 May 2021)
  • SMF17 Money Laundering Reporting Officer (MLRO) (20 Aug 2020 to 17 May 2021)
  • SMF3 Executive Director (28 Apr 2020 to 21 Mar 2022)
• Paul Richard Gunner

  IRN PRG01084

  • SMF3 Executive Director (5 Mar 2021 to 21 Mar 2022)
• Rachel Clare Thompson

  IRN RXT00206

  • SMF3 Executive Director (since 11 Apr 2022)

No changes recorded yet.