Paul Richard De Rome

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bridgepoint Credit Management Limited (no longer approved here)

    FRN 915123

    • SMF16 Compliance Oversight (20 Aug 2020 to 7 Apr 2021)
    • SMF3 Executive Director (20 Aug 2020 to 21 Mar 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (20 Aug 2020 to 7 Apr 2021)
  • Bridgepoint Credit Advisers UK Limited (no longer approved here)

    FRN 917748

    • SMF17 Money Laundering Reporting Officer (MLRO) (20 Aug 2020 to 17 May 2021)
    • SMF16 Compliance Oversight (20 Aug 2020 to 17 May 2021)
    • SMF3 Executive Director (28 Apr 2020 to 21 Mar 2022)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (1 Nov 2007 to 30 Apr 2008)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 15 Dec 2005)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF30 Customer (1 Nov 2007 to 30 Apr 2008)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 15 Dec 2005)

Recent activity

Updates to this individual's record on the FCA register.

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