Nakul Vivek Sarin

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Blackstone Europe LLP
FRN 520839
- [FCA CF] Client dealing (since 22 Jul 2024)
- [FCA CF] Manager of certification employee (since 22 Jul 2024)
- CF30 Customer (1 Oct 2010 to 25 Feb 2011)
Bridgepoint Credit Advisers UK Limited (no longer approved here)
FRN 917748
- [FCA CF] Significant management (30 Mar 2021 to 15 Jul 2024)
- [FCA CF] Client dealing (30 Mar 2021 to 15 Jul 2024)
EQT Services (UK) Limited (no longer approved here)
FRN 577156
- CF30 Customer (3 Jan 2018 to 8 Dec 2019)
Permira Credit Limited (no longer approved here)
FRN 465847
- CF30 Customer (15 Apr 2011 to 30 Jun 2015)
Canadian Imperial Bank of Commerce (no longer approved here)
FRN 141285
- CF21 Investment Adviser (3 Aug 2006 to 23 Oct 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.