Bregal Capital LLP

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FRN: 208036
Date authorised: 1 April 2013
Companies House: OC301206
Last scraped: 3 weeks ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

Bregal Investments

20 Air Street

London

Westminster

W1B 5AN

UNITED KINGDOM

Phone

+4402076479407

Web

https://www.bregal.com
Complaints Contact

Bregal Investments

20 Air Street

London

Westminster

W1B 5AN

UNITED KINGDOM

Phone

+12127045306

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract, Share, Unit, Warrant
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- · Limited to venture capital business.
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Authorised to Operate

For Eligible Counterparty, Professional
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract, Share, Unit, Warrant
Show 2 limitations Hide limitations
- · Limited to venture capital business.
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Arranges Asset Safekeeping

For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract, Share, Unit, Warrant
Show 2 limitations Hide limitations
- · Limited to venture capital business.
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Stockbroking

For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract, Share, Unit, Warrant
Show 2 limitations Hide limitations
- · Limited to venture capital business.
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Investment Setup

For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract, Share, Unit, Warrant
Show 2 limitations Hide limitations
- · Limited to venture capital business.
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Manages Your Portfolio

For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract, Share, Unit, Warrant
Show 2 limitations Hide limitations
- · Limited to venture capital business.
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Holds Your Assets

For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Giles William Marshall
IRN GWM01059
- CF4 Partner (10 Dec 2010 to 1 Apr 2014)
- CF30 Customer (21 Sep 2010 to 19 May 2016)
Graham Ian Lunn
IRN GIL01010
- CF4 Partner (26 Jan 2017 to 3 Apr 2017)
Jan Walter Unverhau
IRN JWU01004
- CF30 Customer (1 Nov 2007 to 31 Mar 2009)
- CF21 Investment Adviser (9 Jul 2004 to 31 Oct 2007)
Jens Markus Brenninkmeyer
IRN JXB04218
- SMF1 Chief Executive (since 1 Feb 2026)
Jerome Mourgue D'Algue
IRN JXM01641
- CF30 Customer (1 Nov 2007 to 31 Dec 2009)
- CF21 Investment Adviser (12 Mar 2003 to 31 Oct 2007)
- CF4 Partner (12 Mar 2003 to 31 Dec 2009)
Joy Bainville
IRN JXB02914
- CF4 Partner (4 Dec 2013 to 16 Jan 2016)
Louis Ignatz Maria Brenninkmeijer
IRN LIB00002
- CF30 Customer (19 Nov 2009 to 11 Oct 2013)
Malik Johannes Vorderwuelbecke
IRN MJV01035
- CF30 Customer (1 Nov 2007 to 2 Feb 2010)
- CF22 Investment Adviser (Trainee) (23 Jul 2007 to 31 Oct 2007)
Marc Thiery
IRN MXT01161
- CF27 Investment Management (26 Aug 2004 to 24 May 2007)
- CF4 Partner (15 Jul 2004 to 24 May 2007)
Mark William Joseph
IRN MWJ01019
- CF4 Partner (1 Feb 2016 to 3 Apr 2017)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Anthony Clive Martin Norton (no longer appointed)
FRN 212821 · Appointed 11 Aug 2009 · Until 31 May 2010

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.