Bregal Capital LLP

• Principal Place of Business

  Bregal Investments

  20 Air Street

  London

  Westminster

  W1B 5AN

  UNITED KINGDOM

  Phone

  +4402076479407

  Web

  https://www.bregal.com

• Complaints Contact

  Bregal Investments

  20 Air Street

  London

  Westminster

  W1B 5AN

  UNITED KINGDOM

  Phone

  +12127045306

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract, Share, Unit, Warrant

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  • · Limited to venture capital business.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  For Eligible Counterparty, Professional

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Limited to venture capital business.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Limited to venture capital business.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Limited to venture capital business.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Limited to venture capital business.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Limited to venture capital business.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Edmund Alfred Lazarus

  IRN EAL01011

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF27 Investment Management (3 Feb 2003 to 31 Oct 2007)
  • CF4 Partner (31 May 2002 to 3 Apr 2017)
• Edmund James Aldous Buckley

  IRN EJB01093

  • CF4 Partner (5 Feb 2007 to 5 Mar 2010)
• Edward Barnard Hyams

  IRN EBH00006

  • CF4 Partner (11 Feb 2005 to 11 Mar 2010)
• Edwin Jonathan Pugh-Smith

  IRN EXP25170

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Jan 2025)
  • SMF16 Compliance Oversight (since 26 Feb 2020)
• Eric Walters

  IRN EXW01077

  • CF27 Investment Management (3 Feb 2003 to 30 Sep 2007)
  • CF4 Partner (31 May 2002 to 30 Sep 2007)
• Etienne Marquard De Villiers

  IRN EMD01017

  • CF30 Customer (1 Nov 2007 to 31 Dec 2007)
  • CF27 Investment Management (3 Feb 2003 to 31 Oct 2007)
  • CF4 Partner (31 May 2002 to 31 Dec 2007)
• Florian Georg Schick

  IRN FXS00086

  • [FCA CF] Client dealing (since 9 Dec 2019)
• Florian Schick

  IRN FXS01262

  • CF30 Customer (16 Apr 2014 to 8 Dec 2019)
  • CF4 Partner (19 Jul 2010 to 14 Dec 2015)
• Frederik Jacob Alexander Wijsenbeek

  IRN FJW01024

  • CF4 Partner (1 Mar 2007 to 30 Jun 2009)
• Giampiero Mazza

  IRN GXM01341

  • CF21 Investment Adviser (12 Jan 2004 to 15 Apr 2005)

• Anthony Clive Martin Norton (no longer appointed)

  FRN 212821 · Appointed 11 Aug 2009 · Until 31 May 2010

No changes recorded yet.