Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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EMK Capital LLP
FRN 755398
- [FCA CF] Client dealing (since 7 Dec 2020)
- SMF27 Partner (since 9 Dec 2019)
- CF30 Customer (17 Jan 2017 to 8 Dec 2019)
- CF4 Partner (17 Jan 2017 to 8 Dec 2019)
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Bregal Capital LLP
FRN 208036
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF27 Investment Management (3 Feb 2003 to 31 Oct 2007)
- CF4 Partner (31 May 2002 to 3 Apr 2017)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.