Breeze Corporate Finance Limited

• Principal Place of Business

  Breeze House

  56 The Ropewalk

  Nottingham

  NG1 5DW

  UNITED KINGDOM

  Phone

  +4407545075857

  Web

  https://www.breezecf.co.uk

• Complaints Contact

  Breeze House

  56 The Ropewalk

  Nottingham

  NG1 5DW

  UNITED KINGDOM

  Phone

  +4407545075857

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Debenture, Rights to or interests in investments (Security), Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Debenture, Rights to or interests in investments (Security), Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Debenture, Rights to or interests in investments (Security), Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Benjamin Howard

  IRN BXH00415

  • [FCA CF] Client dealing (since 23 Sep 2025)
• Cennydd Geraint Regan

  IRN CXR00564

  • [FCA CF] Client dealing (since 2 Sep 2024)
  • [FCA CF] Significant management (since 2 Sep 2024)
• Christopher Philip Eggleshaw

  IRN CXE00174

  • [FCA CF] Client dealing (1 Feb 2023 to 27 Feb 2026)
• Edward Frederick Dexter James

  IRN EXJ00122

  • [FCA CF] Client dealing (since 1 Feb 2023)
• Graeme Gladstone

  IRN GXG00246

  • [FCA CF] Client dealing (since 1 Feb 2023)
  • [FCA CF] Significant management (since 1 Feb 2023)
• Gurpreet Poonia

  IRN GXP00309

  • [FCA CF] Client dealing (1 Feb 2023 to 16 Aug 2024)
• Jack Durbin

  IRN JXD00845

  • [FCA CF] Client dealing (since 1 Dec 2023)
• James Howard Ward

  IRN JXW00988

  • [FCA CF] Significant management (since 6 Nov 2023)
  • [FCA CF] Client dealing (since 6 Nov 2023)
• Mark Christopher Day

  IRN MXD00802

  • [FCA CF] Significant management (since 2 Sep 2024)
  • [FCA CF] Client dealing (since 2 Sep 2024)
• Nigel Winkett

  IRN NXW91991

  • SMF3 Executive Director (since 1 Feb 2023)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Feb 2023)

No changes recorded yet.