Breeze Corporate Finance Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Eligible Counterparty, Professional, Debenture, Rights to or interests in investments (Security), Share, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Debenture, Rights to or interests in investments (Security), Share, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Investment Setup

For Eligible Counterparty, Professional, Debenture, Rights to or interests in investments (Security), Share, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Senior staff personally approved by the FCA to hold their roles here.

Paul Andrew Bevan
IRN PAB01340
- SMF1 Chief Executive (since 28 Jan 2026)
- SMF3 Executive Director (since 1 Feb 2023)
Peter James Wood
IRN PXW00267
- SMF3 Executive Director (since 1 Feb 2023)
- SMF16 Compliance Oversight (since 1 Feb 2023)
Simon Hopkin
IRN SXH00734
- [FCA CF] Significant management (since 1 Feb 2023)
- [FCA CF] Client dealing (since 1 Feb 2023)
Stephen Arthur Simpson
IRN SXS01494
- [FCA CF] Client dealing (1 Feb 2023 to 24 Jul 2024)
Thomas Boss
IRN TXB00476
- [FCA CF] Significant management (since 1 Jul 2025)
- [FCA CF] Client dealing (since 1 Feb 2023)
Timothy Clarke
IRN TXC00348
- SMF9 Chair of the Governing Body (since 29 Jun 2023)
- SMF3 Executive Director (since 29 Jun 2023)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.