Nigel Winkett

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Breeze Corporate Finance Limited
FRN 975795
- SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Feb 2023)
- SMF3 Executive Director (since 1 Feb 2023)
KROLL SECURITIES LTD. (no longer approved here)
FRN 466588
- CF1 Director (AR) (4 Dec 2021 to 1 Feb 2023)
- CF30 Customer (4 Dec 2021 to 1 Feb 2023)
Breeze Corporate Finance Limited (no longer approved here)
FRN 958401
- Employed By (4 Dec 2021 to 1 Feb 2023)
Nottingham Credit Union Limited (no longer approved here)
FRN 213439
- Director of firm who is not a certification employee or a SMF manager (10 Jun 2020 to 17 Aug 2021)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.