Date authorised
1 April 2013
Companies House
00322365
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Stockbroking

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Soon Khuan Tay

    IRN SKT01020

    • CF30 Customer (1 Nov 2007 to 25 Jul 2008)
    • CF26 Customer Trading (1 Oct 2007 to 31 Oct 2007)
  • Srikaran Rajasingam

    IRN SXR01552

    • CF30 Customer (1 Nov 2007 to 7 May 2009)
    • CF26 Customer Trading (8 Aug 2005 to 31 Oct 2007)
  • Stefan Josef Schluter

    IRN SJS01235

    • CF26 Customer Trading (1 Apr 2004 to 31 Dec 2005)
  • Stefan Michael Dixon

    IRN SMD01062

    • CF26 Customer Trading (1 Dec 2001 to 8 May 2004)
  • Stephan Mueller

    IRN SXM01872

    • CF26 Customer Trading (8 Aug 2003 to 31 Dec 2005)
  • Stephen Herbert

    IRN SXH01743

    • CF30 Customer (1 Nov 2007 to 7 Feb 2011)
    • CF26 Customer Trading (3 Nov 2006 to 31 Oct 2007)
  • Stephen Izquierdo

    IRN SXI01051

    • CF17 Significant Mgt (Other Business Operations) (18 Mar 2002 to 15 Sep 2004)
  • Stephen James Baker

    IRN SJB01267

    • CF26 Customer Trading (1 Dec 2001 to 3 Sep 2005)
  • Stephen James Honeyball

    IRN SJH01296

    • CF30 Customer (1 Nov 2007 to 13 Aug 2008)
    • CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
  • Stephen John Allan

    IRN SJA01190

    • CF30 Customer (24 May 2011 to 6 Dec 2011)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.