Stephen John Allan

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

East X LLP
FRN 927277
- SMF27 Partner (since 1 Dec 2020)
- [FCA CF] Client dealing (since 1 Dec 2020)
Mirabella Financial Services LLP (no longer approved here)
FRN 415559
- [FCA CF] Client dealing (9 Dec 2019 to 4 Jan 2021)
- CF30 Customer (16 Oct 2017 to 8 Dec 2019)
BP Oil International Limited (no longer approved here)
FRN 140457
- CF30 Customer (24 May 2011 to 6 Dec 2011)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.