Date authorised
1 April 2013
Companies House
00322365
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Stockbroking

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Stephen John Lowe

    IRN SJL01261

    • CF30 Customer (10 Dec 2007 to 6 Dec 2011)
  • Stephen John Parkins

    IRN SJP01298

    • CF30 Customer (1 Nov 2007 to 24 Jul 2008)
    • CF26 Customer Trading (3 Sep 2007 to 31 Oct 2007)
  • Stephen Paul Deighton

    IRN SPD01058

    • CF16 Significant Mgt (Desgntd Investment Business) (1 Oct 2002 to 31 Dec 2005)
    • CF26 Customer Trading (1 Dec 2001 to 1 Oct 2002)
  • Stephen Phillip Lawrence Begg

    IRN SPB01091

    • CF30 Customer (1 Nov 2007 to 25 Mar 2010)
    • CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
  • Steven David Jones

    IRN SDJ01045

    • CF30 Customer (1 Nov 2007 to 1 Dec 2008)
    • CF26 Customer Trading (27 Oct 2005 to 31 Oct 2007)
  • Steven John Knox

    IRN SJK01057

    • CF26 Customer Trading (1 Dec 2001 to 16 Sep 2004)
  • Steven Leppard

    IRN SXL01264

    • CF26 Customer Trading (25 Jan 2006 to 11 Jul 2006)
  • Steven Peter Watts

    IRN SPW01092

    • CF26 Customer Trading (12 Mar 2002 to 6 Dec 2004)
  • Steven Robert Worley

    IRN SRW01085

    • CF30 Customer (1 Nov 2007 to 18 Jan 2010)
    • CF26 Customer Trading (18 Jul 2006 to 31 Oct 2007)
  • Stuart Craig Dee

    IRN SCD01099

    • [FCA CF] Significant management (20 Jun 2023 to 22 Aug 2024)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.