Date authorised
1 April 2013
Companies House
00322365
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Stockbroking

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Stuart Cyril Loynton

    IRN SCL01071

    • CF30 Customer (15 Jun 2009 to 6 Dec 2011)
  • Stuart David Wilson

    IRN SDW01056

    • CF26 Customer Trading (1 Dec 2001 to 31 Dec 2005)
  • Stuart Lewis Gregory

    IRN SLG01035

    • CF26 Customer Trading (17 Apr 2003 to 31 Dec 2005)
  • Su Li

    IRN SXL01356

    • CF30 Customer (1 Nov 2007 to 10 Nov 2008)
    • CF26 Customer Trading (10 Apr 2003 to 31 Oct 2007)
  • Susan Dunbar

    IRN SXD01336

    • CF26 Customer Trading (1 Dec 2001 to 15 Sep 2004)
  • Suzanne Mary Slattery

    IRN SMS01212

    • CF30 Customer (8 Jul 2008 to 23 Sep 2011)
  • Sven Roger Boss-Walker

    IRN SXB00761

    • SMF29 Limited scope function (limited scope SMCR firms only) (20 Dec 2021 to 18 Jun 2024)
    • [FCA CF] Algorithmic trading (1 Oct 2021 to 20 Dec 2021)
  • Tanya Margaret Graves

    IRN TMG01026

    • CF30 Customer (1 Nov 2007 to 6 Dec 2011)
    • CF26 Customer Trading (5 Oct 2004 to 31 Oct 2007)
  • Teresa Brouwer

    IRN TXB01255

    • CF30 Customer (1 Nov 2007 to 6 Dec 2011)
    • CF26 Customer Trading (6 Sep 2004 to 31 Oct 2007)
  • Teresa Lynn Lopez

    IRN TXL00282

    • [FCA CF] Significant management (17 Jul 2024 to 1 Oct 2024)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.