Boussard & Gavaudan Investment Management LLP

• Principal Place of Business

  166 Piccadilly

  London

  W1J 9EF

  UNITED KINGDOM

  Phone

  +442037515400

  Web

  https://www.boussard-gavaudan.com

• Complaints Contact

  166 Piccadilly

  London

  W1J 9EF

  UNITED KINGDOM

  Phone

  +442037515400

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Specialist Investment Funds

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Deborah Gaelle Gewinner

  IRN DGG01046

  • [FCA CF] Material risk taker (9 Dec 2019 to 11 May 2023)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 11 May 2023)
  • SMF16 Compliance Oversight (9 Dec 2019 to 11 May 2023)
  • SMF27 Partner (9 Dec 2019 to 11 May 2023)
  • [FCA CF] Significant management (9 Dec 2019 to 11 May 2023)
  • CF4 Partner (23 Nov 2015 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (11 Mar 2015 to 8 Dec 2019)
  • CF10 Compliance Oversight (11 Jul 2014 to 8 Dec 2019)
• Didier Scemama

  IRN DCS01078

  • CF30 Customer (15 Mar 2018 to 31 Oct 2019)
• Emmanuel Bertrand Marie Boussard

  IRN EBB01008

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • [FCA CF] Significant management (since 9 Dec 2019)
  • SMF27 Partner (since 9 Dec 2019)
  • CF30 Customer (11 Jul 2014 to 8 Dec 2019)
  • CF4 Partner (11 Jul 2014 to 11 Jul 2014)
• Emmanuel Gavaudan

  IRN EXG01100

  • SMF9 Chair of the Governing Body (since 3 Nov 2022)
  • [FCA CF] Client dealing (since 16 Sep 2022)
  • [FCA CF] Significant management (since 16 Sep 2022)
  • [FCA CF] Material risk taker (since 16 Sep 2022)
  • SMF27 Partner (since 9 Dec 2019)
  • SMF1 Chief Executive (9 Dec 2019 to 29 Sep 2023)
  • CF4 Partner (11 Jul 2014 to 8 Dec 2019)
  • CF30 Customer (11 Jul 2014 to 8 Dec 2019)
  • CF3 Chief Executive (11 Jul 2014 to 8 Dec 2019)
  • CF28 Systems and controls (11 Jul 2014 to 8 Dec 2019)
• Etienne Francois Denis Becker

  IRN EXB01095

  • [FCA CF] Significant management (since 9 Dec 2019)
  • SMF27 Partner (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • CF4 Partner (23 Nov 2015 to 8 Dec 2019)
  • CF30 Customer (11 Jul 2014 to 8 Dec 2019)
• Fatiha Souad Boukli-Hacene

  IRN FXB00139

  • [FCA CF] Material risk taker (since 19 Sep 2022)
  • [FCA CF] Client dealing (since 19 Sep 2022)
• Fernando Becker Robles

  IRN FXB01507

  • [FCA CF] Client dealing (9 Dec 2019 to 17 Nov 2022)
  • [FCA CF] Material risk taker (9 Dec 2019 to 17 Nov 2022)
  • CF30 Customer (24 May 2016 to 8 Dec 2019)
• Filippo Tarenghi

  IRN FXT01058

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • CF4 Partner (23 Nov 2015 to 6 Dec 2019)
  • CF30 Customer (11 Jul 2014 to 8 Dec 2019)
• Florent Marie Edouard Bersani

  IRN FMB01037

  • CF30 Customer (9 Jun 2015 to 17 Feb 2016)
• Francisco Amado-Waters

  IRN FXA00056

  • SMF16 Compliance Oversight (since 8 Aug 2023)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 8 Aug 2023)
  • [FCA CF] Material risk taker (since 9 Dec 2019)

• BRAMHAM GARDENS INVESTMENTS LIMITED (no longer appointed)

  FRN 767109 · Appointed 13 Dec 2016 · Until 5 Jul 2019

No changes recorded yet.